Jonathan Lee
Director at DFP Partners | New York, New York, United States
Jonathan Lee’s Email & Phone Number
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Director at DFP Partners in July 2023 - Present
Associate Director at DFP Partners in July 2021 - June 2023
Owner at Lee Compliance Solutions in March 2021 - June 2021
Director at Stash in June 2019 - February 2021
Chief Compliance Officer at The Midway Group, L.P. in May 2017 - June 2019
Compliance Manager at Lazard Asset Management in February 2015 - April 2017
Compliance Officer at Alden Global Capital in June 2013 - June 2014
Compliance Analyst at Soros Fund Management LLC in March 2011 - June 2013
Compliance Associate at Harbinger Capital Partners, LLC in February 2010 - February 2011
Senior Compliance Associate at Avenue Capital Group in December 2008 - January 2010
Compliance Associate at Avenue Capital Group in October 2007 - December 2008
University of West Georgia, BA
University of West Georgia, MA
For over 40 years, DFP Partners has been a committed ally to Broker-Dealers, Registered Investment Advisers, and other financial services firms looking for accounting and compliance services. During that time, we’ve built a team of dynamic accountants and consultants who bring their exceptional energy and imagination to each of our client’s challenges. We a pledge to always serve the best interests of our clients above anything else. At DFP Partners, we know our clients are entrepreneurs with little time to wrestle with the intricacies of securities regulation. That’s why we’ve built our business around managing your regulatory burdens as if they are our own — freeing you to focus on what you do best. Our offerings include, compliance consulting, registration services, accounting and tax support, and outsourced principal roles such as, Financial and Operations Principal (FinOp), Chief Compliance Officer (CCO), Chief Financial Officer (CFO) and Principal Operations Officer (POO). Additionally, we provide independent anti-money laundering testing, cybersecurity procedures and training, and branch inspection programs. We can also manage your new or continuing membership applications.
Discover more about DFP Partners
Principal at DFP Partners
Principal at DFP Partners
(January 2007 – Present)
Chief Compliance Officer
Director at DFP Partners
(March 2020 – Present)
Managing Director at DFP Partners
Director Of Operations at DFP Partners
(March 2019 – Present)
Associate Director, Regulatory Services
Associate Director at DFP Partners
(June 2023 – Present)
Director of Legal & Internal Compliance at DFP Partners
Director of Legal & Internal Compliance at DFP Partners
(December 2018 – Present)
Director at DFP Partners
• Serve as Chief Compliance Officer for broker-dealer clients
• Serve as a compliance consultant for broker-dealer clients, helping to create and maintain their compliance programs
• Develop and update procedure manuals, including: Written Supervisory Procedures, AML Pr...
What is Jonathan Lee email address?
Email Jonathan Lee at [email protected], [email protected] and [email protected]. This email is the most updated Jonathan Lee's email found in 2026.
How to contact Jonathan Lee?
To contact Jonathan Lee send an email to [email protected], [email protected] or [email protected].
What company does Jonathan Lee work for?
Jonathan Lee works for DFP Partners.
What is Jonathan Lee's role at DFP Partners?
Jonathan Lee is Director
What industry does Jonathan Lee work in?
Jonathan Lee works in the Financial Services industry.
