Regal Securities, Inc.

Regal Securities, Inc., member FINRA/SIPC, was established in 1977 as an independent brokerage firm known for select service and flexibility. For over three decades, Regal has grown into a diversified financial services firm providing independent and unbiased access to financial solutions while still maintaining the flexibility to dedicate itself to a unique scope of products and services. Regal caters to traders and investors alike by offering access to several different trading platforms and by providing support for independent registered representatives and independent advisors. As an independent brokerage firm, Regal combines years of experience with a full range of financial services providing independent and unbiased access to financial solutions, and a unique scope of products. We offer our financial professionals the tools to grow their business independently through customer service, technology and compliance and marketing support. Regal provides full service custody functions, state-of-the-art technology and execution capabilities in all major markets for Registered Representatives, Broker-Dealers, Registered Investment Advisor firms and Independent Investment Advisor Representatives through Regal Advisory Services, Inc., a Regal affiliated firm.