Haitong Securities

Haitong Securities Co., Ltd. (hereinafter referred to as “Haitong Securities” or “Haitong”) was founded in 1988 as one of the earliest securities companies and is one of securities companies boasting strongest comprehensive strength in mainland China. Its business covers complete financial services including brokerage, investment banking, M&A, asset management, funds, margin trading & short selling,futures and PE investment. In 2007, Haitong (600837.SH) officially went public in Shanghai Stock Exchange and successfully completed the private placement. It ranks the second place in the sector in terms of total asset and net asset, with the net asset reaching RMB 45 bn by the end of 2011. The company has 220 securities offices nationwide, 4mn retail customers, over 10,000 institutional and high-end customers, and customers’ assets up to nearly RMB 1 trillion. Haitong enjoys a leading position in the sector in terms of innovation business, and maintains its No.1 ranking in the market as one of first pilot securities companies for margin trading & short selling and securities. In terms of stock index futures, the company achieves rapid growth and ranks NO.1 in the sector. Haitong is among the first batch of companies obtaining a qualification of agreed buy-back securities transaction, and is qualified to conduct securities pledge-style repo. Haitong has been successfully listed on the Hong Kong Stock Exchange in April 27,2012.