Vigilant

Vigilant was established on August 15, 2004 and is a full service Global Compliance Firm servicing the regulatory needs of a diversified range of investment management clients. Since 2004, Vigilant has been the leader among regulatory compliance consulting firms; uniting regulatory compliance, legal, financial expertise and now paving the way to the Global Market for our clients. Our Clients include Registered Investment Companies, Federally Registered Investment Advisers, Business Development Companies, Broker-Dealers and Private Equity Firms. We offer the high quality investment management, regulatory ,and compliance services. Vigilant has experience in a wide range of investment products, including Large, Mid, Small, SMid equity products, Long-Short Funds, Research Funds, Value, Growth, and Core Products, International and Global Funds, Bond Funds, REITs, and a variety of Fixed Income Products. Our CCOs have worked with the leading Fund Accountants (including BNY Mellon, State Street, and US Bank), Custodians (BNY Mellon, JP Morgan, and others), Transfer Agents, Distributors, and Auditors. We have also worked with scores of money managers, and have experience with many types of investment management and trading software. Multi-Disciplined Vigilant is an Investment Industry Leading Regulatory Compliance Firm bringing together Legal Professionals, Certified Public Accountants, and other Licensed practicing professionals who have worked for major asset management firms or for service providers to the Asset Management Industry. Our team has the experience to customize a Program that fits your needs in the most cost-effective manner. Vigilant understands the complex and ever-changing field of asset management and is the only provider that has on staff professionals with experience and expertise in the Global Marketplace. We have the ability to assist you in taking your firm from where it is now, to your vision for its future.