ComplianceAsia

We specialise in the provision of regulatory and compliance consulting services to financial institutions in the Asia-Pacific region. Founded in 2003, our principals have over 30 years of legal and compliance experience in the financial industry in the Asia-pacific region. Our client base consists of international investment banks, independent research providers, trust banks, private banks and representative offices, asset management companies, hedge funds, start-ups and industry organisations. In the last financial year, we have provided services to over 200 clients in the Asia-Pacific region. We have offices in Hong Kong, Singapore, Shanghai, Tokyo and London, and have over 70 staff to assist you with your compliance needs. The ComplianceAsia team has been recognized with several industry awards, the last of which were: 2021 Best Advisory Firm - Regulation and Compliance (HFM Asia Services Award) 2020 Compliance Service Provider of the Year (Regulation Asia Awards for Excellence) 2019 Best Advisory Firm - Regulation and Compliance (Asia Services Awards) 2018 Best Compliance Service Provider (Asian Investor Asset Management Awards) Our affiliated subsidiaries: AML Services - www.hkamlservices.com CA Internal Audit - www.fundmanagerinternalaudit.com CA College - www.compliancecollege.com OnlineCompliance.Training by ComplianceAsia - www.onlinecompliance.training CPTnow - www.cptnow.com ComplianceAsia ESG Consulting - www.complianceasiaesg.com