Brian S, Global Head of Quality Assurance - Financial Crimes Compliance at DriveWealth

Brian S

Global Head of Quality Assurance - Financial Crimes Compliance at DriveWealth | Nashville, Tennessee, United States

Profile last verified August 2026
Financial Services Verified Profile Nashville, Tennessee, United States The University of Georgia
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***@gmail.com

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Phone Number

678*****

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Brian S Socials
Brian S Work Experience

Global Head of Quality Assurance - Financial Crimes Compliance at DriveWealth in June 2022 - Present

Director, AML MIS Strategic Projects at UBS in January 2020 - June 2022

Associate Director, AML MIS Analytics & Reporting at UBS in August 2018 - January 2020

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Associate Director Quality Assurance at UBS in January 2018 - August 2018

Lead Forensic Fraud Investigator at Deloitte in January 2017 - January 2018

Senior Forensic Fraud Auditor at Deloitte in January 2014 - January 2017

Corporate Programs Senior Analyst at Deloitte in January 2013 - January 2014

Controller at Nitetrain Coach Company, Inc. in January 2012 - January 2013

Agent Assistant at Paradigm Talent Agency in January 2010 - January 2012

Brian S Education

The University of Georgia, B.B.A.

Vanderbilt University, Full-Stack Software Engineering

University of Georgia - Institute for Leadership Advancement, Institutional & Organizational Leadership

Brian S Skills
Project Management JavaScript Interpersonal Communication Budgeting Payroll Accounting Music Industry Routing Live Events Node.js SQL Tableau Microsoft Excel PowerPoint SAP NetWeaver Business Warehouse (SAP BW) Unix jQuery AJAX HTML5 Bootstrap Microsoft Office Organizational Leadership Team Leadership Presentation Skills Express.js Firebase SAP HANA Tour Management Node. API Development HTML Quality Assurance
About Brian S’s Current Company
DriveWealth

DriveWealth is a global B2B financial technology platform. Our core business is providing Brokerage-as-a-Service, powering the investing and trading experiences for banks, broker dealers, asset managers, digital wallets, and consumer brands. DriveWealth’s APIs provide our Partners with a modern, extensible, and flexible toolkit to develop everything from traditional investment workflows to more innovative techniques such as rounding up purchases into fractional share ownership. ***** Securities offered through DriveWealth, LLC, a registered broker-dealer. Member FINRA/SIPC. BrokerCheck - https://brokercheck.finra.org/firm/summary/165429 . This content is provided for informational purposes only and is not intended as an offer, or solicitation of an offer, to buy or sell any security or service in any jurisdiction where not authorized. All investments involve risk, including the loss of principal. Past performance is no guarantee of future results. Securities products are: Not FDIC Insured • No Bank Guarantee • May Lose Value. Visit Legal.drivewealth.com for full disclosures.

Discover more about DriveWealth
Brian S’s Colleagues
David Byrne

David Byrne

Charlotte Metro

Director with 14 Years in Financial Crimes & AML | FINRA Auditor of AML/BSA | Risk, Audit, FinTech, & Product Compliance Experience | S24 and S7 | Certified Anti-Money Laundering Specialist | Certifie

Head of AML Systems and Product Compliance at DriveWealth
(August 2022 – Present)

Andrea Forte

Andrea Forte

New York City Metropolitan Area

Passionate about Networking, Cybersecurity and Blockchain

CTO & Co-founder at Cyphlens
(April 2024 – Present)

DR

Don Ross

Chicago, Illinois, United States

VP of Product at DriveWealth; Fortune Connect Fellow

Senior Director, Small Business Solutions at PayPal
(September 2026 – September 2026)

DC

Danny C

Franklin, Tennessee, United States

Product // Fintech // Data

Product Manager, Data Analytics and Strategy at DriveWealth
(January 2021 – Present)

Nick Giannotti

Nick Giannotti

New York City Metropolitan Area

Building High-Performing Teams | MS in HRD | Slack Alumni | Champion of Low-Ego and Highly Collaborative Cultures

• Own full-cycle recruiting for engineering and product roles, driving searches from intake through offer close in a fast-paced fintech environment focused on democratizing access to financial markets
• Partner directly with engineering and product leadership to define rol...

Paul Havens

Paul Havens

New York City Metropolitan Area

Business Development Executive at DriveWealth

DriveWealth was founded on the mission to democratize investing in the U.S. stock market by making it available to everyone, globally, at an affordable cost. We have developed a unique proprietary ecosystem powered by licenses to clear fractional-share orders. Partners around ...

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Frequently asked questions about Brian S

What is Brian S email address?

Email Brian S at [email protected] and [email protected]. This email is the most updated Brian S's email found in 2026.

How to contact Brian S?

To contact Brian S send an email to [email protected] or [email protected].

What company does Brian S work for?

Brian S works for DriveWealth.

What is Brian S's role at DriveWealth?

Brian S is Global Head of Quality Assurance - Financial Crimes Compliance

What industry does Brian S work in?

Brian S works in the Financial Services industry.

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