Brian Haley
SVP & Chief Compliance Officer at Cetera Investment Services LLC | Carpentersville, Illinois, United States
Brian Haley’s Email & Phone Number
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SVP & Chief Compliance Officer at Cetera Investment Services LLC in April 2018 - April 2024
SVP & Chief Compliance Officer at Cetera Financial Specialists LLC in May 2012 - April 2024
Interim Chief Compliance Officer at Cetera Advisors LLC in May 2017 - November 2017
Interim Chief Compliance Officer at Legend Equity Corporation in June 2016 - December 2016
Interim Chief Compliance Officer at Cetera Investment Services LLC in May 2014 - October 2014
Director of Broker Dealer Compliance & AML Officer at Cetera Financial Specialists LLC in March 2007 - May 2012
Trade Surveillance Analyst at Cetera Financial Specialists LLC in November 2004 - March 2007
Senior Operations Specialist at Cetera Financial Specialists LLC in July 2003 - November 2004
Financial Adviser at Fleet Bank and Quick & Reilly in November 2002 - May 2003
Financial Adviser at Morgan Stanley in January 2001 - September 2002
Western Connecticut State University, Bachelors
Looking to partner with Experienced Financial Advisors to grow your business as an independent in a culture that provides the respect, appreciation and support you deserve. 724-743-3629
Vice President at Cetera Investment Services LLC
(January 2022 – Present)
Financial Advisor at Cetera Investment Services LLC
Financial Advisor at Foresters Financial
(August 2026 – August 2026)
Retirement Plan Consultant at Cetera Investment Services LLC
Retirement Plan Regional Practice Consultant at Cetera Financial Group
(August 2026 – August 2026)
Solving Life's Financial Equation
Financial Services Representative at Foresters Financial Services
(August 2026 – August 2026)
Registered Representative
Senior Financial Services Representative at Cetera Financial Group
(August 2026 – August 2026)
Assistant Vice President at Cetera Investors
Assistant Vice President at Foresters Financial Services
(July 2010 – Present)
What is Brian Haley email address?
Email Brian Haley at [email protected], [email protected] and [email protected]. This email is the most updated Brian Haley's email found in 2026.
How to contact Brian Haley?
To contact Brian Haley send an email to [email protected], [email protected] or [email protected].
What company does Brian Haley work for?
Brian Haley works for Cetera Investment Services LLC.
What is Brian Haley's role at Cetera Investment Services LLC?
Brian Haley is SVP & Chief Compliance Officer
What industry does Brian Haley work in?
Brian Haley works in the Financial Services industry.
