Amber Bergin, Compliance Principal at Berthel Fisher Companies

Amber Bergin

Compliance Principal at Berthel Fisher Companies | Des Moines Metropolitan Area, United States

Profile last verified August 2026
Financial Services Verified Profile Des Moines Metropolitan Area, United States Wayne State College
Verified

Work Email

***@worldnet.att.net

Last verified September 2026

Personal Email

***@hotmail.com

Personal • High Confidence

Phone Number

208*****

United States • Mobile

Free account · No credit card · 5 profiles/month

Amber Bergin Socials
Amber Bergin Work Experience

Compliance Principal at Berthel Fisher Companies in March 2022 - Present

Suitability Review Consultant at Sammons Financial Group Member Companies in January 2018 - April 2023

Training & Onboarding Specialist at Broker Dealer Financial Services in January 2017 - January 2018

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Brokerage Operations Supervisor at Cetera Financial Group in January 2016 - January 2017

Trade Specialist at AIG in January 2014 - January 2016

Sales Specialist at Principal Financial Group in January 2012 - January 2014

Personal Investor Specialist II at Principal Financial Group in January 2007 - January 2012

Supervisor / Customer Service / Sales Associate at Bath & Body Works in January 2004 - January 2007

Amber Bergin Education

Wayne State College, Bachelor of Science in Business Administration (BSBA), January 2003 to January 2007

About Amber Bergin’s Current Company
Berthel Fisher Companies

Since the day we opened our doors in Cedar Rapids, Iowa, in 1985, our Financial Professionals have been our top priority. We’re owned and managed by individuals who know firsthand what it’s like to be in the field, working hard to grow a business. Even today, Tom Berthel continues to maintain his personal clients. As a leading financial services firm, we offer a diverse range of investment specialties and skills. Our investment products and advisory services provide all the tools and programs needed to meet your clients' needs. While we continually adapt to an evolving industry, our core philosophy of delivering unwavering support and resources for Financial Professionals' success remains steadfast. "Berthel Fisher Companies"​ is a trade name owned by the parent company, Berthel Fisher & Company, an Iowa corporation. It refers to Berthel Fisher & Company and its several subsidiaries. The parent company and its subsidiaries are each separate, independent legal entities. Berthel Fisher & Company Financial Services, Inc. Member FINRA/SIPC; Securities Management & Research, Inc. Member FINRA/SIPC; BFC Planning, Inc. Registered SEC Investment Advisory Firm; BFC Insurance, Inc. Licensed Insurance Firm www.berthel.com/disclosures - www.finra.org - www.sipc.org

Discover more about Berthel Fisher Companies
Amber Bergin’s Colleagues
Edward Dougherty

Edward Dougherty

Iowa City-Cedar Rapids Area

Financial Professional at Berthel Fisher Companies

Financial Professional at Berthel Fisher Companies
(October 2019 – Present)

Jason Smith

Jason Smith

Tempe, Arizona, United States

CERTIFIED FINANCIAL PLANNER™ PROFESSIONAL at Berthel Fisher Companies

CERTIFIED FINANCIAL PLANNER™ PROFESSIONAL at Berthel Fisher Companies
(October 2019 – Present)

Jason Robinson

Jason Robinson

Cedar Rapids, Iowa, United States

Financial Professional at Berthel Fisher

Registered Representative at Berthel Fisher
(December 2019 – Present)

Chris Seiple

Chris Seiple

Maumee, Ohio, United States

Independent Financial Advisor at Berthel Fisher Companies

Employee Benefits Consulting and Sales at Seiple Financial Group
(June 1996 – Present)

CS

Christine Schantz

Cedar Rapids, Iowa, United States

Administrative Professional

Compliance Specialist at Berthel Fisher Companies
(September 2021 – Present)

AT

Aaron Thompson

Annapolis, Maryland, United States

BFC Planning Inc.

Lead Financial Advisor at Berthel Fisher Companies
(August 2023 – Present)

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Frequently asked questions about Amber Bergin

What is Amber Bergin email address?

Email Amber Bergin at [email protected], [email protected], [email protected], [email protected] and [email protected]. This email is the most updated Amber Bergin's email found in 2026.

What is Amber Bergin phone number?

Amber Bergin phone number is 2084095186, 7124900506, 2063561191 and 7654341116.

How to contact Amber Bergin?

To contact Amber Bergin send an email to [email protected], [email protected], [email protected], [email protected] or [email protected]. If you want to call Amber Bergin try calling on 2084095186, 7124900506, 2063561191 and 7654341116.

What company does Amber Bergin work for?

Amber Bergin works for Berthel Fisher Companies.

What is Amber Bergin's role at Berthel Fisher Companies?

Amber Bergin is Compliance Principal

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