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Van Ha

MBA Candidate @ The University of Chicago Booth School of Business

MBA Candidate at Chicago Booth | Finance & Strategy | Financial Services

Chicago, Illinois

Ranked #296 out of 5,918 for MBA Candidate in Illinois

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Van Ha's Email Addresses & Phone Numbers

Van Ha's Work Experience

The University of Chicago Booth School of Business

MBA Candidate

Chicago, Illinois


Wealth Management Compliance Auditor

October 2017 to August 2019

Sydney, Australia


Advice Remediation Manager

March 2017 to October 2017

Sydney, Australia

Van Ha's Education

University of Richmond

Bachelor of Finance (Semester exchange)

2011 to 2011

Monarch Institute

Advanced Diploma of Financial Planning, Financial Planning and Services

2016 to 2017

Kaplan Professional

Diploma of Financial Planning, Financial Planning and Services

2013 to 2014

Van Ha's Professional Skills Radar Chart

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59% Left Brained
41% Right Brained

Van Ha's Estimated Salary Range

About Van Ha's Current Company

The University of Chicago Booth School of Business

Frequently Asked Questions about Van Ha

What company does Van Ha work for?

Van Ha works for The University of Chicago Booth School of Business

What is Van Ha's role at The University of Chicago Booth School of Business?

Van Ha is MBA Candidate

What is Van Ha's personal email address?

Van Ha's personal email address is h****[email protected]

What is Van Ha's business email address?

Van Ha's business email addresses are not available

What is Van Ha's Phone Number?

Van Ha's phone (217) ***-*356

What industry does Van Ha work in?

Van Ha works in the Financial Services industry.

About Van Ha

đź“– Summary

MBA Candidate @ The University of Chicago Booth School of Business Chicago, IllinoisWealth Management Compliance Auditor @ AMP • Led compliance investigations and audits of hundreds of financial advice files across multiple product lines and strategies, resulting in better quality financial advice, high compliance standard, and avoidance of any ethical misconduct• Coached 12+ Financial Advisers per month through quality reviews, providing feedback to enhance their technical and compliance knowledge, pointed them to new product opportunities From October 2017 to August 2019 (1 year 11 months) Sydney, AustraliaAdvice Remediation Manager @ Deloitte Our clients are big banks and large financial institutions.• Reviewed customer advice provided by financial advisers, to assess its quality and appropriateness against the needs of the customer• Was responsible for the implementation of a customer remediation program, ensuring quality, consistent and fair remediation standards apply for all customers in line with the program principles• Conducted Quality Assurance reviews on work completed by Junior team members From March 2017 to October 2017 (8 months) Sydney, AustraliaProduct Management Intern @ MoMo (M_Service) Momo is the largest fintech company in Vietnam with 15 million+ users and more than US$150M capital raised to date. Momo’s products help customers in Vietnam make nationwide cash transfers, pay more than 100 types of bills, recharge mobile phone accounts, settle personal loans, and purchase services like software licenses and online game cards and airline and movie tickets.MoMo wallet has more than 12,000 payment partners, and 100,000 payment points nationwide. It is directly linked with 23 major banks in Vietnam and 43 domestic banks via the Napas portal. MBA Virtual InternshipParaplanner (Financial Strategy Analyst) @ Commonwealth Bank • Partnered with financial advisers to design customized financial strategies, and write Statements of Advice for our clients; received four National Paraplanning awards for excellence in collaboration, and one National Quarterly Wealth Management award.• Nominated by senior management, to work on the Future Advice Model project, collaborating with a Risk & Compliance Executive to automate part of the Advisory business. • Assisted the work in the Investigation team. From April 2014 to March 2017 (3 years) Sydney, AustraliaParaplanner (Financial Strategy Analyst) @ King Financial Group From October 2012 to December 2013 (1 year 3 months) Sydney, Australia

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In a nutshell

Van Ha's Personality Type

Extraversion (E), Sensing (S), Thinking (T), Judging (J)

Average Tenure

1 year(s), 8 month(s)

Van Ha's Willingness to Change Jobs



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