Scott Mullins's Email & Phone Number

💼 Past Experience

Scott Mullins's work experiences at NASDAQ OMX: Managerial and Product Development, NASDAQ OMX (Dallas, TX) from 2012 to 2013 (1 year)FINQloud FOUNDING team member of NASDAQ OMX’s FINQloud from 2012 to 2013 (1 year) Director - Surveillance and Trading Compliance, Penson Financial Services from 2011 to 2012 (1 year) in Dallas, TXFINRA/NASDAQ Trade Reporting Facility (TRF) Product Manager, Director - Surveillance and Trading Compliance at Penson Financial Services from 2011 to 2012 (1 year) in Dallas, TXDirector - Surveillance and Trading Compliance, Archives Manager, NASDAQ OMX from 2007 to 2009 (2 years)

🎓 Education

Scott Mullins has a BS in Political Science from Texas A&M University. He then worked as a Maple basketball coach for the Dallas Mavericks for six seasons. Mullins then started a hedge fund in his free time, and when the market crashed in 2008, he lost all of his hard-earned money. Mullins decided to return to school to get his MBA from of course, Texas A&M University.Mullins is currently working as a senior finance advisor at Jefferies LLC. Before this, he was a portfolio manager at AllianceBernstein LLC. Mullins has significant experience in financial markets and has been involved in a number of high-level financial deals. His most recently completed position was as a senior finance advisor at Jefferies LLC. While at Jefferies LLC, Mullins was responsible for the day-to-day operations of the firm's strategy, risk management, and investment portfolios.Mullins has an extensive background in financial planning and investment. He is a seasoned financial advisor with over five years of experience providing care for clients in the non- Prophecy Theology field. He is also a graduate of Westminster Theological Seminary and the Bible Presbyterian seminaries. Mullins has a PASS rating from the Financial Planning Institute, and he is a member of the American Academy of Financial Planning.Mullins has a wonderful ability to engage with clients and provide them with the best possible financial planning options. He is always willing to offer feedback and share ideas to help his clients reach their financial goals. Mullins is a highly experienced financial advisor who will always put the client's best interests first. He is a wonderful asset to any business or franchise.

💡 Technical & Interpersonal Skills

Through experience in business development, regulatory compliance, and transacting, Scott has a deep understanding of the financial services industry. Mullins's expertise comes from his many years of experience as a Venerable Member of the Board of Directors of the Dallas Security Traders Association, where he held the position of Managing Director. In his time at the Association, Mullins served as the President and CEO, as well as being a member of the Board of Directors for the Dallas affiliate of the Security Traders Association. Mullins also joined the board of directors at J.P. Morgan in 2013 after leaving the Security Traders Association. Mullins held the position of Global Compliance Program Office - Trade Surveillance from 2014 to January 2020. As a Global Compliance Program Office - Trade Surveillance, Mullins was responsible for developing and implementing a global surveillance system for the financial services industry, coordinating with business managers and Tata Consultancy Services (TCS) to identify potential areas of compliance vulnerability, and providing real-time, practical interpretive guidance and counsel to the firm's trading desks. Mullins is also a Registered Professional Accountant with the Texas Board of Accountancy and has received a number of training and development opportunities from the Texas Board of Accountancy.