Capital Markets Specialist in the Risk, Compliance and Legal team at the Investment Association, the trade association of the UK’s £5.5 trillion investment management industry.
Overarching responsibility for the MiFID II and EMIR regulations. Provide support to the Financial Crime team. ACAMS certified Anti-Money Laundering Specialist (CAMS).
Motivated and goal orientated with experience of managing teams across time zones. Experienced in interpreting EU and domestic legislation, including practical implementation of EU and domestic policy. Strong stakeholder management, with experience of establishing and chairing committees and working groups.
Prior to joining The Investment Association, worked at Standard Chartered Bank, the British Bankers Association and Moody’s Investors Service. More than 16 years experience within major financial institutions and trade associations.
Member of the FIX Microstructure and IPO working groups.
Member of the International Regulatory Strategy Group (IRSG) on Banking Stability.
Capital Markets Specialist @ From May 2014 to Present (1 year 8 months) London, United KingdomRegulatory Reporting Manager (Senior Compliance Manager) @ From June 2010 to May 2014 (4 years) London, United KingdomDirector Capital Markets @ From October 2004 to June 2010 (5 years 9 months) London, United KingdomAssociate Analyst @ From August 1999 to October 2004 (5 years 3 months) London, United Kingdom
Politics Philosophy and Economics, 2:1 @ University of Oxford From 1996 to 1999 Westcliff High School From 1989 to 1996 Ross CAMS is skilled in: Financial Services, Investments, Stakeholder Management, Governance, Corporate Governance, Structured Finance, Financial Regulation, Operational Risk, Asset Management, Management