Richard Dunstan

Q: What is Richard Dunstan email address?

Email Richard Dunstan at richard.v.dunstan@gmail.com. This email is the most updated Richard Dunstan email found in 2026.

Q: How to contact Richard Dunstan?

To contact Richard Dunstan send an email to richard.v.dunstan@gmail.com. If you want to call Richard Dunstan try calling on +13039212187 and +17045432275. (updated on October 30, 2024)

Senior Analyst, Regulatory and Client Response at Cetera Financial Group | Fort Mill, South Carolina, United States

About Richard Dunstan

Richard Dunstan serves as a Senior Analyst in Regulatory and Client Response at Cetera Financial Group, where he plays a pivotal role in navigating the complex landscape of regulatory compliance and client relations. With a robust background in asset management and investment advisory, Richard is adept at resolving retail customer complaints and addressing regulatory inquiries with precision and professionalism. His expertise in anti-money laundering (AML) practices, licensing, and risk management equips him to conduct thorough assessments of processes, ensuring adherence to industry regulations.

At Cetera, Richard is involved in key projects that focus on enhancing internal procedures and fostering a culture of compliance. He excels in detailed research and the creation of procedural documentation, which not only streamlines operations but also fortifies the organization’s commitment to regulatory standards. His role requires frequent interaction with regulators, where he effectively communicates the firm’s compliance strategies and advocates for client interests. Richard’s ability to train and coach staff on compliance matters ensures that the entire team is equipped to handle regulatory challenges proactively.

In addition to his technical skills, including proficiency in Microsoft Office and Excel, Richard holds a Series 63 license, which further underscores his commitment to maintaining high standards in client advisory services. His comprehensive understanding of exchange-traded funds (ETFs) and asset allocation strategies allows him to provide informed responses to inquiries, enhancing client trust and satisfaction. Richard Dunstan’s multifaceted expertise not only contributes to Cetera Financial Group’s regulatory compliance but also strengthens its reputation as a client-centric organization in the financial services industry.

Richard Dunstan Work

Senior Analyst, Regulatory and Client Response at Cetera Financial Group in March 2020 to Present

Vice President, Branch Examinations at LPL Financial in November 2014 to September 2019

Vice President - Compliance & Risk Management at LPL Financial in February 2008 to November 2014

Richard Dunstan Skills

Executive Coaching

Financial Advisory

Securities

About Richard Dunstan's Current Company

Cetera Financial Group

Discover more about Cetera Financial Group

Frequently Asked Questions about Richard Dunstan

What is Richard Dunstan email address?

Email Richard Dunstan at [email protected]. This email is the most updated Richard Dunstan email found in 2026.

What is Richard Dunstan phone number?

Richard Dunstan phone number is +13039212187 and +17045432275.

How to contact Richard Dunstan?

To contact Richard Dunstan send an email to [email protected]. If you want to call Richard Dunstan try calling on +13039212187 and +17045432275. (updated on October 30, 2024)