Executive Director / Responsible Officer RA1,4&9 @ JOINCAP Securities Limited & JOINCAP Capital Limited
Director and Responsible Officer RA1,4&9 @ Enerchine Securities Limited & Enerchine Investment Management Limited
Director and Responsible Officer RA1&9 @ Frontier Global Asset Management Limited
Education:
Member, MCIArb @
Chartered Institute of Arbitrators UK
About:
Specialties: SFC Approved Unconditional RO for RA Type 1, 4 & 9
Director and Responsible Officer RA1,4&9 @ Oversee the daily operations of company's regulated activity type 1(dealing in securities), 4(advising on securities) and 9(asset management). From November 2014 to Present (1 year 2 months) VP/ Director and Responsible Officer RA1&9 @ From January 2013 to November 2014
Specialties: SFC Approved Unconditional RO for RA Type 1, 4 & 9
Director and Responsible Officer RA1,4&9 @ Oversee the daily operations of company's regulated activity type 1(dealing in securities), 4(advising on securities) and 9(asset management). From November 2014 to Present (1 year 2 months) VP/ Director and Responsible Officer RA1&9 @ From January 2013 to November 2014 (1 year 11 months) VP/ Responsible Officer RA 1,4&9 @ From February 2011 to December 2012 (1 year 11 months) Associate Director/LR for RA 1,4&9 @ From November 2007 to February 2011 (3 years 4 months) Senior Manager/ LR RA4 @ From November 2006 to November 2007 (1 year 1 month) Senior Manager @ From May 2004 to November 2006 (2 years 7 months)
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