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Patrick Kabeya, MSFFI

Sr. AML/ Regulatory Compliance/Bank Audits & Global Financial Crimes Lead Examiner @ Federal Reserve System

Sr. AML/Regulatory Compliance & Financial Crimes Lead Examiner

Charlotte, North Carolina

Ranked #357 out of 7,144 for Sr. AML/ Regulatory Compliance/Bank Audits & Global Financial Crimes Lead Examiner in North Carolina

Section title

Patrick Kabeya, MSFFI's Email Addresses & Phone Numbers

Patrick Kabeya, MSFFI's Work Experience

Federal Reserve System

Sr. AML/ Regulatory Compliance/Bank Audits & Global Financial Crimes Lead Examiner

January 2010 to Present

United States

Capital One

BSA /AML & Global Financial Crimes (IR)

March 2012 to June 2014

United States

JPMorgan Chase

BSA/AML & Reg Compliance Officer (IR)

January 2010 to March 2012

United States

Patrick Kabeya, MSFFI's Education

Pfeiffer University

Master of Science in Financial Fraud Investigations (MSFFI) Graduate Programs A+

2014 to 2015

The University of Texas at Dallas

Bachelor's degree International Business-International Relation A+

2002 to 2005

Patrick Kabeya, MSFFI's Professional Skills Radar Chart

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Outspoken
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Patrick Kabeya, MSFFI's Estimated Salary Range

About Patrick Kabeya, MSFFI's Current Company

Federal Reserve System

*Special Project/Bank Emanination •Plans, directs, and coordinates BSA/AML examinations of complex financial institutions and holding companies. Prepares and delivers examination work papers, reports, and summaries that support examination findings to internal and external stakeholders • Identifies and assesses significant BSA/AML risks at financial institutions and holding companies resulting in the development and recommendation of supervisory actions and...

Frequently Asked Questions about Patrick Kabeya, MSFFI

What company does Patrick Kabeya, MSFFI work for?

Patrick Kabeya, MSFFI works for Federal Reserve System


What is Patrick Kabeya, MSFFI's role at Federal Reserve System?

Patrick Kabeya, MSFFI is Sr. AML/ Regulatory Compliance/Bank Audits & Global Financial Crimes Lead Examiner


What is Patrick Kabeya, MSFFI's personal email address?

Patrick Kabeya, MSFFI's personal email address is p****[email protected]


What is Patrick Kabeya, MSFFI's business email address?

Patrick Kabeya, MSFFI's business email addresses are not available


What is Patrick Kabeya, MSFFI's Phone Number?

Patrick Kabeya, MSFFI's phone (704) ***-*393


What industry does Patrick Kabeya, MSFFI work in?

Patrick Kabeya, MSFFI works in the Banking industry.


About Patrick Kabeya, MSFFI

📖 Summary

Federal Reserve System Overview The Federal Reserve System, is supervising and regulating banks and other important financial institutions to ensure the safety and soundness of the nation's banking and financial system and to protect the credit rights of consumers. Capital One IR Overview A the heart of our success is the Capital One® culture. We provide our associates with a dynamic environment combined with two key values: Excellence and Do the Right Thing. We take pride in encouraging our associates to think independently in a collaborative setting and to present creative ideas to senior management. JP Morgan Chase Corporate Responsibility At JPMorgan Chase, we believe that being profitable and doing good works for the people and the world around us aren't exclusive of each other; they're integrated goals. When our business is strong and well governed, we're in a better position to translate positive financial results into sustainable community and environmental efforts that benefit everyone. This is the essence of corporate responsibility. Deutsche Bank Credit Risk Management (CRM) Overview Is the independent credit approval and monitoring function for the whole of Deutsche Bank. Using expert knowledge, CRM provides structuring advice and credit approval on transactions; manages the credit exposure of Deutsche Bank’s derivative and foreign exchange portfolios; actively ensures the recovery of impaired loans; and performs in-depth analysis of industry, sovereign and settlement riskSr. AML/ Regulatory Compliance/Bank Audits & Global Financial Crimes Lead Examiner @ *Special Project/Bank Emanination •Plans, directs, and coordinates BSA/AML examinations of complex financial institutions and holding companies. Prepares and delivers examination work papers, reports, and summaries that support examination findings to internal and external stakeholders • Identifies and assesses significant BSA/AML risks at financial institutions and holding companies resulting in the development and recommendation of supervisory actions and responses arriving at sound, supportable conclusions. • Determines the adequacy and efficiency of BSA/AML risk management systems for mitigating and controlling risks. • Determines the effectiveness of management, BSA/AML internal controls, and compliance with the prescribed laws and regulations governing BSA/AML. • Monitors a portfolio of complex institutions and holding companies and provides ongoing summary reports on the organization’s current condition and any emerging BSA/AML risks. • Reviews data in order to make sound decisions, establish work priorities, and develop written hypotheses to facilitate the understanding of BSA/AML events as well as make projections to forecast trends. •Maintains ongoing relationships with supervisory personnel at the Board of Governors and other Reserve Banks, as well as Senior Management and Directors of supervised institutions and holding companies to ensure thorough communications of examination and supervisory issues. • Participates in departmental and system-wide initiatives, including, but not limited to, working with staff from other Reserve Banks, the Board of Governors, and other regulatory agencies. • Provides clear and effective written documents such as supervisory reports, analyses, and plans for broad guidance, comprehensive project proposals, and/or complex issue analyses. • Provides coaching and mentoring to less experienced examiners and possibly instruct at System and FFIEC schools as well as departmental training sessions. From January 2010 to Present (6 years) United StatesBSA /AML & Global Financial Crimes (IR) @ • Perform risk assessments, investigations, transaction monitoring, case management, and AML auditing in support of the Bank Secrecy Act, USA Patriot Act and Office of Foreign Assets and Control programs and use available systems/reporting to risk asses. • Identify and document suspicious and unusual activity for BSA compliance program in analyzing and monitoring account activities for BSA/AML/OFAC compliance and performs data analysis. • Manage daily imports to BAM system for source to target systems to investigate whether activity seen is unusual, suspicious or normal course of business activity. Determine if additional actions needed to be taken by Capital One in the way of (Centralized response to subpoenas). • Properly import data and other information as required (i.e., 314a list) and perform validation reviews, comparisons and inform the CRO of any advisories. Report and escalate policy exceptions and other issues of concern to department management. • Responsible for design and document data integration layer requirements for problem consolidation, transformation, normalization of data elements including, assesses and determine issues requiring SAR reporting and investigations. • Provide Review BSA/AML alerts and cases processed by Fraud team as well as review and approve Suspicious Activity Reports (SARs) prepared by AML and Fraud team for accuracy and quality. • Draft and file SARs with the Financial Crimes Enforcement Network (FinCEN) as necessary and assist the Enterprise AML Manager with investigating, developing and implementing new AML policies and procedures to ensure that Capitol One is operating with applicable BSA/AML rules and regulations for all business line. • Perform oversight of various other areas of the firm to ensure work performed is in compliance with the firms AML program. Review customer and borrowers accounts for matches for FinCENs Rules. From March 2012 to June 2014 (2 years 4 months) United StatesBSA/AML & Reg Compliance Officer (IR) @ • Develops, administers and enforces policies and procedures to assure compliance with US Patriot Act. Monitors reports to detect suspicious activity and manages investigations into potentially suspicious or criminal activity. • Responds to regulatory inquiries and coordinates with other compliance personnel. Interfaces with business platform senior management associates to inform them of suspicious activity investigations. Maintain files of investigations and action taken. • Coordinates anti-money laundering efforts for business units affected by the regulations. Develops and maintains a website containing applicable policies and procedures, accuracy in laws and regulations pertaining to AML compliance. • Reviews documentation on foreign or other with identified compliance issues. Prepares suspicious activity reports (SAR) and other filings required by the government regulations and supervises development of AML programs. • Completes detailed multi-page narratives of investigation findings in the form of a SAR and no SAR memo to file appropriate, and reviews all cases for completeness and accuracy and approved policies and procedures related to BSA/AML cases. • Serves as liaison to the Securities Industry Association Anti-Money Laundering (AML) Committee and self-regulatory organizations. Leads the organizational AML team and provide guidance to junior associates as applicable regarding AML policies. From January 2010 to March 2012 (2 years 3 months) United StatesSr. AML/ Financial Intelligence Unit & Fraud Examiner @ • Perform various quality control reviews and monitoring in the areas of BSA, USA Patriot Act, AML, OFAC and compliance using standards and regulatory compliance sampling methods to ensure efforts are maintained. • Review BSA/AML, KYC alerts and cases processed by Fraud team as well as review and approve Suspicious Activity Reports (SARs) prepared by AML and Fraud team for accuracy and quality. • Monitor suspicious activity in Capital One customer accounts across business lines, and take appropriate action as necessary, including discussing potential issues with branch personnel or other departments and conduct in-depth analysis of customer activity and determine if activity warrants a SAR. • Draft and file SARs with the Financial Crimes Enforcement Network (Fin CEN) as necessary and assist the Enterprise AML Manager with investigating, developing and implementing new AML policies and procedures to ensure that Capitol One is operating with applicable BSA/AML rules and regulations for all business line. • Perform oversight of various other areas of the firm to ensure work performed is in compliance with the firms AML program. Review customer and borrowers accounts for matches for FinCENs Rules. • Interface with other financial institutions regarding all information sharing requests and assist with the development of applicable BSA/AML training on annual basis and prepare monthly team statistics for AML Manager regarding Suspicious Activity matters. From April 2000 to December 2009 (9 years 9 months) United StatesMaster of Science in Financial Fraud Investigations (MSFFI), Graduate Programs, A+ @ Pfeiffer University From 2014 to 2015 Bachelor's degree, International Business-International Relation, A+ @ The University of Texas at Dallas From 2002 to 2005 Patrick Kabeya, MSFFI is skilled in: Loans, Banking, Financial Risk, Mortgage Banking, Mortgage Lending, Vendor Management, Management, Quality Assurance, Negotiation, Credit, Financial Services, Financial Analysis, Insurance, Change Management, •14 years of direct BSA, AML/ KYC., •Fraud, CIP, Patriot Act, CDD, EDD, CIP


Patrick Kabeya, MSFFI’s Personal Email Address, Business Email, and Phone Number

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In a nutshell

Patrick Kabeya, MSFFI's Personality Type

Extraversion (E), Sensing (S), Thinking (T), Perceiving (P)

Average Tenure

5 year(s), 1 month(s)

Patrick Kabeya, MSFFI's Willingness to Change Jobs

Unlikely

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