Michael Fleming's Email & Phone Number

📖 Summary

Michael Fleming is a seasoned professional with an extensive background in compliance and regulatory affairs. As Senior Compliance Officer of Canadian Retail Banking Compliance at CIBC, Canada's fifth-largest bank, Michael is responsible for ensuring that the bank's retail banking operations comply with all relevant laws, regulations, and internal policies.

With over 15 years of experience in the financial services industry, Michael has a deep understanding of the complexities and challenges of regulatory compliance in banking. He has a proven track record of developing and implementing effective compliance programs that mitigate risk and promote a culture of ethical conduct and integrity within the organization.

At CIBC, Michael plays a critical role in monitoring and assessing the bank's compliance with the ever-evolving regulatory landscape. He works closely with various departments within the organization, including risk management, legal, and internal audit, to identify and address potential compliance issues proactively. Michael also leads the development of policies and procedures to ensure that the bank's retail banking operations adhere to all applicable laws and regulations.

As a Senior Compliance Officer, Michael is a trusted advisor to senior management, providing guidance on regulatory matters and educating the organization on compliance best practices. He also interfaces with regulatory agencies and industry associations to stay abreast of emerging compliance trends and developments, ensuring that CIBC remains at the forefront of regulatory compliance in the banking sector.

Michael's commitment to excellence and his unwavering dedication to upholding the highest standards of compliance have earned him the respect of his peers and colleagues at CIBC. He is known for his strong leadership abilities, strategic thinking, and ability to navigate complex regulatory environments with ease.

Prior to joining CIBC, Michael held various compliance roles at leading financial institutions, where he honed his expertise in regulatory compliance and risk management. He has a proven ability to drive organizational change and foster a culture of compliance within large, complex organizations.

Michael holds a Bachelor's degree in Business Administration from a reputable institution, and he is a Certified Compliance and Ethics Professional (CCEP). He is also a sought-after speaker and thought leader in the compliance community, often sharing his insights and best practices at industry conferences and events.

In summary, Michael Fleming is a highly respected compliance professional with a wealth of experience and expertise in regulatory compliance in the banking sector. As Senior Compliance Officer of Canadian Retail Banking Compliance at CIBC, he is instrumental in ensuring that the bank's retail banking operations comply with all applicable laws, regulations, and internal policies. Michael's leadership, strategic vision, and deep understanding of regulatory compliance make him an invaluable asset to CIBC and the broader financial services industry.