Head, Global Banking & Markets Financial Crime Compliance at HSBC Bank Canada
Toronto, Ontario, Canada
HSBC Bank Canada
Head, Global Banking and Markets Financial Crime Compliance
September 2015 to Present
HSBC Securities (Canada)
Chief Compliance Officer
April 2012 to Present
Toronto, Canada Area
HSBC Bank Canada
Head, Global Banking & Markets Compliance
January 2011 to August 2015
HSBC Bank Canada
Head, Commercial Banking Compliance
January 2012 to March 2013
Toronto, Canada Area
HSBC Securities (Canada)
Chief Compliance Officer, Global Banking & Markets
January 2011 to April 2012
Toronto, Canada Area
HSBC Securities (Canada)
Vice President, Retail Compliance
February 2006 to January 2011
Toronto, Canada Area
RBC Capital Markets
Senior Compliance Officer, Institutional Compliance
May 2005 to February 2006
Toronto, Canada Area
RBC Dominion Securities
Regional Compliance Manager
February 2003 to May 2005
Toronto, Canada Area
CIBC World Markets
Executive Director, Institutional Compliance
April 2001 to February 2003
Toronto, Canada Area
RBC Dominion Securities
Surveillance Manager
September 2000 to March 2001
Toronto, Canada Area
What company does Lawrence Hopkinson work for?
Lawrence Hopkinson works for HSBC Bank Canada
What is Lawrence Hopkinson's role at HSBC Bank Canada?
Lawrence Hopkinson is Head, Global Banking and Markets Financial Crime Compliance
What industry does Lawrence Hopkinson work in?
Lawrence Hopkinson works in the Financial Services industry.
📖 Summary
Head, Global Banking and Markets Financial Crime Compliance @ From September 2015 to Present (4 months) Chief Compliance Officer @ From April 2012 to Present (3 years 9 months) Toronto, Canada AreaHead, Global Banking & Markets Compliance @ From January 2011 to August 2015 (4 years 8 months) Head, Commercial Banking Compliance @ From January 2012 to March 2013 (1 year 3 months) Toronto, Canada AreaChief Compliance Officer, Global Banking & Markets @ From January 2011 to April 2012 (1 year 4 months) Toronto, Canada AreaVice President, Retail Compliance @ From February 2006 to January 2011 (5 years) Toronto, Canada AreaSenior Compliance Officer, Institutional Compliance @ From May 2005 to February 2006 (10 months) Toronto, Canada AreaRegional Compliance Manager @ From February 2003 to May 2005 (2 years 4 months) Toronto, Canada AreaExecutive Director, Institutional Compliance @ From April 2001 to February 2003 (1 year 11 months) Toronto, Canada AreaSurveillance Manager @ From September 2000 to March 2001 (7 months) Toronto, Canada AreaCAMS cerification, AML @ Association of Certified Anti-Money Laundering Specialists From 2015 to 2015 Chartered Financial Analyst, Investments @ CFA InstituteBachelor of Arts, Economics @ The University of Western Ontario Lawrence Hopkinson is skilled in: Banking, Securities, Mutual Funds, Equities, Capital Markets, Fixed Income, Wealth Management, AML, Investments, Derivatives, Investment Advisory, Hedge Funds, Portfolio Management, Risk Management, Alternative Investments
Extraversion (E), Intuition (N), Feeling (F), Judging (J)
2 year(s), 2 month(s)
Unlikely
Likely
There's 77% chance that Lawrence Hopkinson is seeking for new opportunities
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