Kelvin Yuan's Email

CFE CICPA 10 years mixed Corporate and Big 4 experience across compliance,external audit, internal audit around 5 years dedicated in Pharma & medical device (life science) compliance, investigation, training

Manager @ Forensic From November 2012 to Present (3 years) Shanghai City, ChinaManager @ Fraud Investigation and Dispute Service From November 2011 to November 2012 (1 year 1 month) ShanghaiCompliance officer (GCPO Shanghai) @ Set up basic internal control framework at Shanghai Branch (900+ people, biggest among 4 branches), design proper process & policies, training, implementing, testing so as to find key risk areas as well as their mitigating controls; Participating in SOX testing at central level; Attending Branch’s management monthly meeting as an executive member providing compliance/finance/commercial input; Ad-hoc task assigned from management team or from central BPC team, i.e. special case investigation; Lots of exposure in distributor audits/co-visiting, experience in speaker related projects; From March 2010 to September 2011 (1 year 7 months) ShanghaiBusiness controller & Internal auditor @ Auditor within Corporate Operational Audit department for all plants, labs, sales offices in China, design/evaluate/testing internal controls in those entities, and summarize in reports to top management; visited several times head office of DSM in Holland for training course and working; Internal control coordinator within DSM China, assessment, identify risks on operational level, design and implementing controls; Assistance to DSM Resin Asia director / DSM China president's for analyzing financial data; prepare budget; planning, analyze and control expense; From February 2008 to January 2010 (2 years) ShanghaiAssistant manager @ Provide audit & advisory service to FIE companies such as Siemens (VDO wuhu, SNCL), GE Plastic, Merck Shanghai and SOEs such as China Telecom Enterprise (IPO), Citic Industrial Bank and China Everbright Bank as assistant auditor or site in charger, having accumulated rich experience in auditing, tax and enterprise’s internal control; With rich knowledge about PRC GAAP and certain knowledge of IFRS; Be familiar with various financial software systems. Have experience of communicating with senior management of the client; Be familiar with the IPO project process, also with certain team management skill. The major client, China Communication Service Group (originated from China Telecom Enterprise), was listed on HKSE on Dec. 8, 2006; Experienced the whole process of IPO for China Communication Service Group. Have participated in the site company audit, site consol team or performed as site in charger successively in Guangzhou, Shanghai, Hangzhou and Anhui Province. Having certain experience in their business of hotel, telecom engineering and network maintenance. Be familiar with the process of assets restructuring/revaluation and carved out, and having the experience of consolidation financial statements in IPO process; Performed as lecturer for Core Audit 1 in September and October 2007. From December 2004 to December 2007 (3 years 1 month) Account manager @ *marketing of personal property loan *evaluation of applicants’ overall credibility *maintenance of relationship with corporate loan clients, providing quality service *Second place in lecture competition of Freshman in BOCOM; Freshman with honor From July 2003 to November 2004 (1 year 5 months) Shanghai

Bachelor of Arts, Accounting @ Fudan University From 1999 to 2003 Bachelor of Arts (B.A.), Accounting and Finance @ Xiangming Middle School From 1996 to 1999 Kelvin Yuan is skilled in: Internal Controls, Internal Audit, SOX, Auditing, Due Diligence, Audit, Risk Management, Process Improvement, Pharmaceuticals