Chief Compliance Officer, Scotiabank Global Banking and Markets
Greater New York City Area
Chief Compliance Officer @ Scotiabank Chief Compliance Officer, Scotia Capital (USA) Inc. Greater New York City AreaConsultant @ ITG Consultant managing a variety of projects for Compliance. From 2016 to 2017 (1 year) Greater New York City AreaManaging Director, Compliance and Operational Risk @ UBS Investment Bank Head of Equities Compliance for the AmericasCo-Head of Equities Legal...
Chief Compliance Officer @ Scotiabank Chief Compliance Officer, Scotia Capital (USA) Inc. Greater New York City AreaConsultant @ ITG Consultant managing a variety of projects for Compliance. From 2016 to 2017 (1 year) Greater New York City AreaManaging Director, Compliance and Operational Risk @ UBS Investment Bank Head of Equities Compliance for the AmericasCo-Head of Equities Legal From 2005 to 2015 (10 years) Stamford, CT and New York, NYSenior Vice President, Legal and Compliance @ Lehman Brothers Head of Equities ComplianceAssociate General Counsel, Legal Department From 1997 to 2005 (8 years) New York, NY
Scotiabank
Chief Compliance Officer
Greater New York City Area
ITG
Consultant
2016 to 2017
Greater New York City Area
UBS Investment Bank
Managing Director, Compliance and Operational Risk
2005 to 2015
Stamford, CT and New York, NY
Lehman Brothers
Senior Vice President, Legal and Compliance
1997 to 2005
New York, NY
What company does Karen Wendell work for?
Karen Wendell works for Scotiabank
What is Karen Wendell's role at Scotiabank?
Karen Wendell is Chief Compliance Officer
What industry does Karen Wendell work in?
Karen Wendell works in the Capital Markets industry.
Who are Karen Wendell's colleagues?
Karen Wendell's colleagues are Dan W., Jason MSc, Wayland Chow, Martin Sibileau, Lisa Beilman, Mandy Bains-Johal, Mor Diop, Julia Mutrie, Christine Tsang, and Renuka Bhadran
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