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Juan De's Email & Phone Number

VP - Senior Compliance Officer FCC Advisory wholesale Banking GBM

Juan De's Email Addresses

j****[email protected] Personal Email

Juan De's Phone Numbers

(212) ***-*102 Phone number

Juan De's Work Experience

HSBC Global Banking and Markets

VP - Senior Compliance Manager - Specialized Compliance

June 2014 to Present

Helm Bank USA

Senior AML Consultant - Subject Matter Expert

March 2014 to May 2014

JPMorgan Chase

Senior AML Consultant - Subject Matter Expert

February 2014 to March 2014

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Juan De's Education

New York University

January 1990 to January 1991

Queens College

January 1986 to January 1989

Juan De's Professional Skills Radar Chart

Based on our findings, Juan De is ...

Sociable
Talkative
Innovative

What's on Juan De's mind?

Based on our findings, Juan De is ...

52% Left Brained
48% Right Brained

Juan De's Estimated Salary Range

About Juan De's Current Company

HSBC Global Banking and Markets

Frequently Asked Questions about Juan De

What company does Juan De work for?

Juan De works for HSBC Global Banking and Markets


What is Juan De's role at HSBC Global Banking and Markets?

Juan De is VP - Senior Compliance Manager - Specialized Compliance


What is Juan De's personal email address?

Juan De's personal email address is j****[email protected]


What is Juan De's business email address?

Juan De's business email address is [email protected]***.***


What is Juan De's Phone Number?

Juan De's phone (212) ***-*102


What industry does Juan De work in?

Juan De works in the Banking industry.


About Juan De

💼 Past Experience

Juan Montes De Oca has more than 10 years of experience in the compliance field. He is a senior specialist consultant at Bank of America from December 2005 to March 2006 in Greater New York City Area. Juan Montes De Oca developed specific procedures, processes and controls to detect, deter and report suspicious activity for the Liquid Products (Foreign Exchange, Derivatives, Commodities and Portfolio Management) area of the Global Corporate Investment Bank (GCIB). Juan Montes De Oca designed and created with assistance of the Information Technology area fourteen (14) reports used for AML monitoring and surveillance purposes such as Politically Exposed Persons (‘PEPs’), Foreign Currency Wires Report, Foreign Banks Certifications, Money Service Business Report, Missing KYC Information Report, Global Private Banking Report. Juan Montes De Oca also developed internal auditing program for review of the Bank Secrecy Act (BSA)/Anti-Money Laundering (AML) policies and procedures, including BSA Risk Assessment, high risk accounts such as Foreign Correspondent Accounts, Private Banking Accounts, Politically Exposed Persons (PEPs), Non-Governmental Organizations (NGOs), Private Investment Companies (PICs), Wire Transfers, monitoring of customer transaction activities and preparation and documentation of Suspicious Activity Reports (SARs), FinCEN Sections 314(a) and (b). As a senior compliance officer at HSBC Global Banking and Markets in Greater New York City, Juan Montes De Oca prepared and submitted Suspicious Activity Reports (SARs) for filing by bank personnel. Juan Montes De Oca is also a senior AML audit consultant at Deutsche Bank from June 2006 to August 2006 in New York City. As a senior AML audit consultant at TD from March 2004 to July 2004 in Greater New York City Area, Juan Montes De Oca prepared and submitted Suspicious Activity Reports (SARs) for filing by bank personnel. Juan Montes De Oca is also a senior FCC compliance officer responsible for visiting, reviewing, assessing and recommending retention or exit strategies on high risk correspondent banking relationships in North and Latin America. In addition, Juan Montes De Oca is a senior FCC compliance officer responsible for visiting, reviewing, assessing and recommending retention or exit strategies on high risk correspondent banking relationships in Mexico, Argentina, Chile, and Uruguay. Juan Montes De Oca also accompanies his OCC-approved educational/training team in the development of mandatory bank/broker dealer-wide and targeted AML training materials recommended by the Office of the Comptroller of the Currency (“OCC”), Financial Industry Regulatory Authority (“FINRA”) and the Securities and Exchange Commission (“SEC”).


🎓 Education

Juan Montes De Oca learned about and practiced information technology from 1990 to 1991 when he received his advanced professional certification from New York University. Similar to many other professional computer professionals, Juan learned about and practiced accounting from the 1990s to the present from Queens College. With more than three decades of experience in the information technology and accounting fields, Juan Montes De Oca has a wealth of knowledge and experience that he can offer his clients.Juan Montes De Oca is a businessReady individual who has a proven track record of success. He has an extensive background in information technology and accounting, both of which give him the skills and knowledge toBUSINESS READY individuals. Juan Montes De Oca has a proven track record of success in both the business world and in his personal life. In addition to his years of experience in the business world, Juan Montes De Oca is also highly mobile and has a wide scope of interests. He is someone who is always looking for new opportunities and ways to improve his individual and business skills. With his extensive background and skills, Juan Montes De Oca is the perfect business partner and optional advisor for any business or business-related project.


💡 Technical & Interpersonal Skills

Juan Montes De Oca has extensive experience in compliance with the anti-money laundering and terrorism sanctions laws and regulations. He has also worked in finance and banking, written reports on financial crimes, and been an expert witness in regulatory proceedings. Juan Montes De Oca has also worked as an outspoken critic of the banking system and has testified in public hearings in support ofreenforcement of anti-money laundering laws.


Juan De’s Personal Email Address, Business Email, and Phone Number

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In a nutshell

Juan De's Ranking

Ranked #701 out of 14,029 for VP - Senior Compliance Manager - Specialized Compliance in New York

Juan De's Personality Type

Extraversion (E), Sensing (S), Feeling (F), Judging (J)

Average Tenure

2 year(s), 0 month(s)

Juan De's Willingness to Change Jobs

Unlikely

Likely

Open to opportunity?

There's 85% chance that Juan De is seeking for new opportunities

Juan De's Social Media Links

/in/juan-montes-de-oca-b133839 /company/hsbc /school/new-york-university/
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