Juan De's Email & Phone Number

💼 Past Experience

Juan Montes De Oca has more than 10 years of experience in the compliance field. He is a senior specialist consultant at Bank of America from December 2005 to March 2006 in Greater New York City Area. Juan Montes De Oca developed specific procedures, processes and controls to detect, deter and report suspicious activity for the Liquid Products (Foreign Exchange, Derivatives, Commodities and Portfolio Management) area of the Global Corporate Investment Bank (GCIB). Juan Montes De Oca designed and created with assistance of the Information Technology area fourteen (14) reports used for AML monitoring and surveillance purposes such as Politically Exposed Persons (‘PEPs’), Foreign Currency Wires Report, Foreign Banks Certifications, Money Service Business Report, Missing KYC Information Report, Global Private Banking Report. Juan Montes De Oca also developed internal auditing program for review of the Bank Secrecy Act (BSA)/Anti-Money Laundering (AML) policies and procedures, including BSA Risk Assessment, high risk accounts such as Foreign Correspondent Accounts, Private Banking Accounts, Politically Exposed Persons (PEPs), Non-Governmental Organizations (NGOs), Private Investment Companies (PICs), Wire Transfers, monitoring of customer transaction activities and preparation and documentation of Suspicious Activity Reports (SARs), FinCEN Sections 314(a) and (b). As a senior compliance officer at HSBC Global Banking and Markets in Greater New York City, Juan Montes De Oca prepared and submitted Suspicious Activity Reports (SARs) for filing by bank personnel. Juan Montes De Oca is also a senior AML audit consultant at Deutsche Bank from June 2006 to August 2006 in New York City. As a senior AML audit consultant at TD from March 2004 to July 2004 in Greater New York City Area, Juan Montes De Oca prepared and submitted Suspicious Activity Reports (SARs) for filing by bank personnel. Juan Montes De Oca is also a senior FCC compliance officer responsible for visiting, reviewing, assessing and recommending retention or exit strategies on high risk correspondent banking relationships in North and Latin America. In addition, Juan Montes De Oca is a senior FCC compliance officer responsible for visiting, reviewing, assessing and recommending retention or exit strategies on high risk correspondent banking relationships in Mexico, Argentina, Chile, and Uruguay. Juan Montes De Oca also accompanies his OCC-approved educational/training team in the development of mandatory bank/broker dealer-wide and targeted AML training materials recommended by the Office of the Comptroller of the Currency (“OCC”), Financial Industry Regulatory Authority (“FINRA”) and the Securities and Exchange Commission (“SEC”).

🎓 Education

Juan Montes De Oca learned about and practiced information technology from 1990 to 1991 when he received his advanced professional certification from New York University. Similar to many other professional computer professionals, Juan learned about and practiced accounting from the 1990s to the present from Queens College. With more than three decades of experience in the information technology and accounting fields, Juan Montes De Oca has a wealth of knowledge and experience that he can offer his clients.Juan Montes De Oca is a businessReady individual who has a proven track record of success. He has an extensive background in information technology and accounting, both of which give him the skills and knowledge toBUSINESS READY individuals. Juan Montes De Oca has a proven track record of success in both the business world and in his personal life. In addition to his years of experience in the business world, Juan Montes De Oca is also highly mobile and has a wide scope of interests. He is someone who is always looking for new opportunities and ways to improve his individual and business skills. With his extensive background and skills, Juan Montes De Oca is the perfect business partner and optional advisor for any business or business-related project.

💡 Technical & Interpersonal Skills

Juan Montes De Oca has extensive experience in compliance with the anti-money laundering and terrorism sanctions laws and regulations. He has also worked in finance and banking, written reports on financial crimes, and been an expert witness in regulatory proceedings. Juan Montes De Oca has also worked as an outspoken critic of the banking system and has testified in public hearings in support ofreenforcement of anti-money laundering laws.