Regulatory Consultant
London, United Kingdom
We are a niche Regulatory Consultancy. You are probably an Investment Manager or alternative Asset Manager, smaller SIPP provider, or an advisory business. • New funds, products or propositions launches: authorisations, regulatory business plans et cetera. • Due Diligence services • Assistance with FSA/FCA problems: adverse visits, s.166 reviews, Enforcement proceedings. • Expert witness for complex pensions...
We are a niche Regulatory Consultancy. You are probably an Investment Manager or alternative Asset Manager, smaller SIPP provider, or an advisory business. • New funds, products or propositions launches: authorisations, regulatory business plans et cetera. • Due Diligence services • Assistance with FSA/FCA problems: adverse visits, s.166 reviews, Enforcement proceedings. • Expert witness for complex pensions or investment claimsRegulatory Consultant @ From September 2012 to Present (3 years 4 months) Technical Director @ This was our start-up, alternative financial advisory business...intending to deliver serious value to the 'mass' segments on the market...Another one to add to Gordon's success in abolishing boom & bust. From March 2008 to September 2009 (1 year 7 months) Head of Compliance @ From 2006 to 2008 (2 years) Pensions Technical Manager @ From 2001 to 2005 (4 years) Pensions Technical & Review @ From 1999 to 2001 (2 years) BA, Economics & Philosophy @ University of York From 1992 to 1996 Jonathan Purle is skilled in: FSA, Financial Risk, Investment Management, Start-ups, Financial Advisory, Wealth, Business Planning, Due Diligence, SIPP, Pensions, AML, Financial Regulation, Operational Risk, Corporate Governance, Alternative Investments, Hedge Funds, Asset Management
Waterside Gate Consulting
Regulatory Consultant
September 2012 to Present
Intethic Plc
Technical Director
March 2008 to September 2009
Bestinvest
Head of Compliance
2006 to 2008
Inter-Alliance
Pensions Technical Manager
2001 to 2005
Misys IFA Servcies
Pensions Technical & Review
1999 to 2001
What company does Jonathan Purle work for?
Jonathan Purle works for Waterside Gate Consulting
What is Jonathan Purle's role at Waterside Gate Consulting?
Jonathan Purle is Regulatory Consultant
What industry does Jonathan Purle work in?
Jonathan Purle works in the Financial Services industry.
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www.waters...