Joelle Franc’s Email & Phone

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Joelle Franc

Compliance @ Stifel Financial Corp.

Joelle Franc Contact Details

Location:
Greater Los Angeles Area
Work:
Research Associate Intern @ Matarin Capital Management
Education:
B.A @
About:

Senior Compliance Officer @ From May 2015 to Present (8 months) Regulatory Analyst @ • Investigate potential NYSE, NYSE MKT, FINRA and SEC rule violations with focus on market manipulation • Perform extensive analysis of trade activity in securities to review for suspicious and fraudulent activity • Review member firm written supervisory procedures (WSPs) for deficiencies and/or 

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