A senior level global compliance officer with a leadership role that is responsible for setting compliance strategies and developing, leading and maintaining the best in class compliance programs and teams. Compliance experience with regulatory, domestic and international financial services organizations including registered broker-dealers, investment companies, investment advisers, private equity and hedge funds. Responsibilities include direct day to day experience and managing teams of compliance professionals responsible for Interfacing with regulators, providing regulatory advice, reviewing potential conflicts of interests, ensuring compliance related policies are established and appropriate, as well as monitoring, testing and reporting those policies and procedures. Specific areas of coverage include: Anti-Money Laundering, ’40 Act Funds, Master-Feeder Funds, Index Funds, Sub-Advised Funds, Investment Advisers, Broker/Dealer, Collective Investment Funds/Separate Accounts, ERISA issues, Hedge Funds, Securities Lending, Private Placements, Marketing and Advertising, Code of Conduct, Code of Ethics, and coordinating regulatory examinations. Personal characteristics include having the ability to analyze complex sets of data and issues and/or projects and determine the appropriate actions. Lead the business, senior management and the compliance team through influence, coaching and mentoring. Ability to build consensus across different and diverse constituencies. Maintain good and strong working relationships with diverse individuals, including senior management, business heads, functional peers, clients, regulators and compliance teams based in different locales. Pro-active, and works well in rapidly changing environments. Specialties:Investment Advisor, Mutual Fund, Hedge Funds, Private Equity, Broker-Dealer, Regulatory

Global Head of Compliance @ From September 2013 to Present (2 years 2 months) New York, New YorkNorth American Regional Chief Compliance Officer @ From August 2010 to September 2013 (3 years 2 months) Chief Compliance Officer @ From July 2008 to July 2010 (2 years 1 month) Senior Vice President - Chief Compliance Officer - CertainAffiliated Registered investment Advisors @ From October 2005 to July 2008 (2 years 10 months) Vice President - Compliance Director - JPMorgan Funds Management @ From September 2000 to October 2005 (5 years 2 months) Vice President - Compliance @ From 1997 to 2000 (3 years) Vice President and Senior Special Counsel @ From 1984 to 1994 (10 years)

St. Francis PrepSt. John's University School of LawB. S. @ St. John's University, The Peter J. Tobin College of BusinessM.B.A. @ St. John's University, The Peter J. Tobin College of Business Janet Squitieri is skilled in: Asset Management, Hedge Funds, Financial Services, Leadership, Financial Regulation, Investments, Analysis, Mutual Funds, AML, Private Equity, Global Regulatory..., UCITs