Deutsche Bank, Vice President - Swap Dealer Compliance
New York, New York
Licensed to practice law in New York & Massachusetts Regulatory Attorney with specialized experience in CFTC regulated swaps trading. Specialties: Electronic trading and financial compliance, general corporate compliance, governance related to SEC, CFTC, FINRA and NFA, Dodd-Frank regulated OTC derivatives trading, Swap Execution Facilities, SRO compliance, regulated businesses, internal systems, contract negotiations, trade surveillance, broker dealer compliance,...
Licensed to practice law in New York & Massachusetts Regulatory Attorney with specialized experience in CFTC regulated swaps trading. Specialties: Electronic trading and financial compliance, general corporate compliance, governance related to SEC, CFTC, FINRA and NFA, Dodd-Frank regulated OTC derivatives trading, Swap Execution Facilities, SRO compliance, regulated businesses, internal systems, contract negotiations, trade surveillance, broker dealer compliance, bridging gap between legal and business, civil litigation, corporate/transactional, contracts, business communication, project management, product development, non-profit formation and governance.Vice President - Swap Dealer Compliance @ Advising Business, Sales and Trading on Dodd Frank Title VII with respect to operation of CFTC-registered Swap Dealer and work From September 2015 to Present (4 months) Secretary/Board Member @ Co-founded not-for-profit corporation dedicated to advancement of University of Connecticut Rugby, through increasing donor involvement to degree of establishing a $25,000 University endowment and establish new standard of regional recognition for annual fundraising summer rugby tournament. Prepare forms and corporate fillings for 501(c)(3) tax exemption and govern corporate dealings to ensure corporate by-law and state law compliance. From April 2008 to Present (7 years 9 months) Hartford, Connecticut AreaCompliance Counsel/Officer @ Regulatory Legal and Compliance for Bloomberg LP and Bloomberg Swap Execution Facility. Provide legal and compliance for Bloomberg LP with specific focus on launch and operation of Bloomberg's Swap Execution Facility, as well as OTC fixed income, FX and commodity trading platforms, third-party Bloomberg Terminal integration applications and smart order routing and ATS for fixed income trading via affiliate broker dealer. Responsible for internal compliance with respect to product builds as well as system operations and sales and business action. Work closely with institutional trading Bloomberg users to negotiate commercial contracts and user representations. Enforce polices, procedures, best practices and ensure compliance with US and global laws and regulations specific to derivative trading. From January 2013 to September 2015 (2 years 9 months) Attorney/Legal Analyst @ Key contributor to inception of Bloomberg Professional Services’ first web-based product, Bloomberg Law, a nationally competitive, expansive legal research, news and analytics platform and 2012 American Business Awards' Stevie Award for Best New Product in b2b category and American Association of Law Libraries New Product of the Year. Analyze hundreds of court opinions weekly, providing value added—through development of U.S. jurisprudence network of precedent known as Bloomberg Points of Law and Citator—to constantly growing database of over 9 million court opinions. Successfully ensure high-volume data processing through multiple project management, including quality assurance review, management and onsite training of foreign-based attorneys, as well as author various training materials. Added over 100,000 unpublished court opinions by managing legal data acquisition and expression projects, including the streamlining of processes and maximization of resources, strategy development, and project oversight. Develop aesthetic design and conduct quality assurance testing to ensure highest-level product stability and usability. Manage law school intern program, including hiring, assignment management and supervision. Provide cross-disciple assistance through training sales force on advanced legal research techniques, supporting marketing in product branding, and conducting interviews and contributing to candidate assessment analysis for human resources. From October 2008 to January 2013 (4 years 4 months) Greater New York City AreaCounsel @ Drafted and negotiated commercial real estate lease for Manhattan based yoga studio. From December 2010 to January 2011 (2 months) Greater New York City AreaAttorney @ Conducted legal research, drafted motions, pleadings, declaratory judgment actions, memoranda of law, trial and mediation contentions, client status reports, appeared in New York State Supreme and Civil Court and engaged in settlement negotiations that procured favorable settlement terms for clients in a fast-paced, litigation defense firm. From February 2008 to September 2008 (8 months) Insurance Auditor/Consultant @ Large scale insurance claim audits and analysis. From September 2007 to February 2008 (6 months) Greater Boston AreaLaw Clerk @ Prepared motions, contracts, and memoranda of law and conducted legal research for practice specializing in consumer protection and deceptive trade practice litigation, and representation of entertainment industry clients. From 2006 to 2007 (1 year) Greater Boston AreaCum Laude, J.D., Law @ New England School of Law From 2004 to 2007 Bachelor of Arts (B.A.) @ The University of Connecticut From 2000 to 2003 Arlington High School Anthony Parsio is skilled in: Civil Litigation, Insurance Law, Project Management, Product Development, Business Communications, Non-profits, Litigation, Legal Research, Legal Writing, Commercial Litigation, Real Estate, Insurance, Intellectual Property, Westlaw, Employment Law
Deutsche Bank
Vice President - Swap Dealer Compliance
September 2015 to Present
UConn Rugby Alumni, Inc.
Secretary/Board Member
April 2008 to Present
Hartford, Connecticut Area
Bloomberg LP/Bloomberg SEF, LLC
Compliance Counsel/Officer
January 2013 to September 2015
Bloomberg
Attorney/Legal Analyst
October 2008 to January 2013
Greater New York City Area
YoYoga!, LLC
Counsel
December 2010 to January 2011
Greater New York City Area
Law Offices of Michael E. Pressman
Attorney
February 2008 to September 2008
Alan Gray Inc.
Insurance Auditor/Consultant
September 2007 to February 2008
Greater Boston Area
Prince Lobel Glovsky & Tye
Law Clerk
2006 to 2007
Greater Boston Area
Advising Business, Sales and Trading on Dodd Frank Title VII with respect to operation of CFTC-registered Swap Dealer and work Advising Business, Sales and Trading on Dodd Frank Title VII with respect to operation of CFTC-registered Swap Dealer and work
What company does Anthony Parsio work for?
Anthony Parsio works for Deutsche Bank
What is Anthony Parsio's role at Deutsche Bank?
Anthony Parsio is Vice President - Swap Dealer Compliance
What industry does Anthony Parsio work in?
Anthony Parsio works in the Law Practice industry.
Enjoy unlimited access and discover candidates outside of LinkedIn
One billion email addresses and counting
Everything you need to engage with more prospects.
ContactOut is used by
76% of Fortune 500 companies
Anthony Parsio's Social Media Links
www.bloomb...